Every company or individual carrying on regulated activities in the securities and futures markets and the non-bank retail leveraged foreign exchange market in Hong Kong has to be licensed or registered with the Securities and Futures Commission (“SFC”), unless a specific exemption is applicable.
The Securities and Futures Commission (“SFC”) is defined and governed by the Securities and Futures Ordinance ("SFO"), which sets out powers, roles and responsibilities. Their statutory objectives include:
We can assist client in applying for licenses from the SFC for carrying on the following regulated activities in Hong Kong. If you are interested, please feel free to contact us.